Securities and Exchange Commission
SEC
listed security
securities law
underwriter
issuing house
nondiscretionary trust
convertible security
fixed investment trust
convertible
REIT
Real Estate Investment Trust
security
paythrough
investment trust
investment company
stock market
securities market
stock exchange
investment firm
fund
primary market
secondary market
unit trust
unit investment trust
alternative investment
closed-end investment company
closed-end fund
blue sky law
pawnbroker
over-the-counter market
ringfence
OTC market
dark pool
transfer agent
floor broker
tendie
brokerage account
propertied
over-the-counter
property-owning
liquidity pool
nondepository financial institution
trustee stock
exchangeable
structured finance
hawala
public limited liability company
unitization
equity
publicly held
unitisation
securitize
acquirer
holding
arb
float
arbitrager
arbitrageur
curb market
stock-purchase warrant
guaranteed equity bond
open-end investment company
stockholding
mutual fund
interlist
Federal Deposit Insurance Corporation
over the counter
roll over
monoline
FDIC
open-end fund
capital structure
stock warrant
warrant
mutual fund company
interest in land
market
securities industry
third market
bourse
unitholder
financials
pawn
guarantee association
mortgage-backed security
free ride
listing
stockbroker
takeover
central bank
market capitalization
watered stock
responsible trading
inventory accounting